SPECIAL AIRWORTHINESS INFORMATION BULLETIN
Aircraft Certification Service
Washington, DC
U.S. Department of Transportation
Federal Aviation Administration
2023-05

March 28, 2023

This is information only. Recommendations aren’t mandatory.

Introduction
 
This Special Airworthiness Information Bulletin (SAIB) alerts owners, operators, maintenance technicians, and inspectors of Viking Air Limited (Type Certificate Previously Held by Bombardier Inc. and de Havilland Inc.) Model DHC-3 (Otter) airplanes of information gathered as a result of a fatal accident on September 4, 2022. The cause of the accident has not yet been determined by the National Transportation Safety Board (NTSB). However, some information is available from the investigation that may benefit the safety of the 2023 Otter operational season.

Additionally, the FAA is using this communication to gather and evaluate additional information from the fleet.

At this time, the Federal Aviation Administration (FAA) has not yet determined if this airworthiness concern is an unsafe condition that would warrant airworthiness directive (AD) action under Title 14 of the Code of Federal Regulations (14 CFR) part 39. The actions specified by this SAIB are not mandatory, however, the information requested by this SAIB may help the FAA develop future rulemaking action should the issue be identified as an unsafe condition.

Background

On September 4, 2022, a fatal accident of a Viking Model DHC-3 airplane in Mutiny Bay near Freeland, WA occurred. NTSB investigation showed that the lock ring of the horizontal stabilizer actuator was found missing. The investigation revealed that the clamp nut that attaches the top eye end and bearing assembly of the horizontal stabilizer actuator to the actuator barrel had unscrewed from the barrel. The investigation also found that the circular wire lock ring, which is designed to prevent the clamp nut from unscrewing, was not present. This condition, if not detected and corrected, could result in a reduction or loss of pitch control during flight with consequent loss of control of the airplane.

In response, the FAA issued AD 2022-23-08, which requires a visual inspection of the stabilizer actuator to confirm that the stabilizer actuator lock ring is present, correctly seated in the groove in the upper housing, and engaged in the clamp nut. The AD also requires application of a torque seal and reporting the inspection results to the FAA. The AD is interim action and does not require repetitive inspections.

ILLUSTRATION (Figure 1)

ILLUSTRATION (Figure 2)

Lock Ring and Clamp Nut

The NTSB laboratory investigation subsequently identified the potential for the circular wire lock ring tang, part number (P/N) AN996-28, to be forced out of the clamp nut engagement hole with light to medium hand rotational force, permitting the clamp nut to unscrew. To date, the lock ring ha s not been recovered and it is unknown if this is relevant to the accident sequence of events.

ILLUSTRATION (Figure 3)

ILLUSTRATION (Figure 4)

The NTSB laboratory investigation examination of the clamp nut identified that five holes had been drilled into the clamp nut threads. Multiple holes, especially adjacent to each other, may affect the lock ring tang engagement.

ILLUSTRATION (Figure 5)

Internal Seal

The NTSB laboratory investigation identified an internal seal installed on the horizontal stabilizer actuator clamp nut for the accident airplane and an exemplar horizontal stabilizer actuator that was examined. The internal seals are unauthorized and not part of the type design, nor any known Supplemental Type Certificate (STC). It is believed the seal was installed to prevent moisture intrusion. The investigation has not yet determined if this internal seal was a contributing factor to the accident.

ILLUSTRATION (Figure 6)

Relevant STC

The FAA issued STC No. SA02761SE to Kenmore Air Harbor, LLC on January 31, 2023. This STC provides a secondary locking method for the stabilizer actuator clamp nut, helping to prevent the clamp nut from unscrewing if the lock ring disengages or fails. STC No. SA0276SE was not installed on the accident aircraft.

ILLUSTRATION (Figure 7)

Recommendations:

1. Instructions for Continued Airworthiness
The FAA recommends maintenance be performed following the manufacturer’s instructions for continued airworthiness using approved parts and assembled in accordance with the Maintenance Manual PSM 1-3-2 and the Supplementary Inspection and Corrosion Control Manual PSM 1-3-5. Operators of float planes (i.e., seaplanes), particularly on salt water, may need to perform maintenance more frequently than recommended in the manual to avoid internal corrosion.

2. Lock Ring and Clamp Nut
a. After lock ring installation, ensure the lock ring is engaged by trying to unscrew the clamp nut using light to medium hand force. If the lock ring disengages, contact Viking Air Limited for direction and report the occurrence to the FAA Aerospace Engineer listed on this SAIB.
b. If the maintainer finds that the holes in the clamp nut and the barrel do not align or that multiple holes exist they should contact Viking Air Limited for direction.
c. If disassembled for any reason, ensure the lock ring tang edges are not rounded over. Verify the hole in the clamp nut is not damaged and the hole edge is not significantly chamfered due to wear.

3. Repetitive Inspections
The FAA recommends operators perform repetitive visual inspection at intervals not exceeding 110 hours: Visually inspect both the horizontal stabilizer actuator upper eye and lower fork end attachments for security and the surrounding structure for damage and wear. Refer to the applicable service information for access. Verify that the lock ring is present, correctly seated in the groove in the upper housing, and engaged in the clamp nut and that the torque seal is intact. If movement is observed, report it to Viking Air Limited and the FAA Aerospace Engineer identified on this SAIB.

4. Water Intrusion
The FAA is aware that the horizontal stabilizer actuator, as well as the tail of the airplane, is subject to water intrusion, particularly in float plane (i.e., seaplane) operations. The FAA seeks industry input on prevention techniques for water intrusion that could address this concern without introducing other issues. While the installation of the unauthorized seal in the accident airplane is of concern because of the effect it could have on the locking features, the motivation behind it remains valid and a solution to the water ingression issues is desirable. Please send water intrusion input to the FAA Aerospace Engineer identified on this SAIB.

5. Secondary Retention Methods
The FAA recommends installation of an approved secondary retention feature to retain the actuator lock ring or clamp nut to enhance safety. Additionally, feedback from owners, operators, and maintenance personnel on any additional known methods for secondary retention of the clamp nut may provide additional information to address this safety concern.

6. Other Feedback
The FAA welcomes any additional feedback on the topics discussed in this SAIB.

Paperwork Reduction Act Burden Statement

A federal agency may not conduct or sponsor, and a person is not required to respond to, nor shall a person be subject to a penalty for failure to comply with a collection of information subject to the requirements of the Paperwork Reduction Act unless that collection of information displays a currently valid OMB Control Number. The OMB Control Number for this information collection is 2120-0731. Public reporting for this collection of information is estimated to be approximately 1 hour per response, including the time for reviewing instructions, searching existing data sources, gathering and maintaining the data needed, completing and reviewing the collection of information. All responses to this collection of information are voluntary; the nature and extent of confidentiality to be provided, if any. Send comments regarding this burden estimate or any other aspect of this collection of information, including suggestions for reducing this burden to: Information Collection Clearance Officer, Federal Aviation Administration, 10101 Hillwood Parkway, Fort Worth, TX 76177-1524.

For Further Information Contact

Gabriel Kim, Aerospace Engineer, 1600 Stewart Avenue, Suite 410, Westbury, NY 11590; phone: (516) 228-7300; fax: (516) 794-5531; email: gabriel.d.kim@faa.gov.

For Related Service Information Contact

Viking Air Ltd, 1959 de Havilland Way, Sidney, BC, V8L 5V5, Canada; phone: (866) 663-8444; email: dh_technical.support@vikingair.com.